Англо-русский словарь по инвестициям. 2014.
Association Of Futures Brokers And Dealers - AFBD — An organization established by the major London futures exchanges to provide regulatory supervision for futures brokers and dealers. The Association of Futures Brokers and Dealers (AFBD) was a self regulating organization when it was founded in… … Investment dictionary
Securities Information Center — ( SIC) A corporation that has been designated by the SEC to maintain and operate a national database of lost and stolen securities. Under Section 17( f) of the Securities and Exchange Act, banks, brokers, and dealers are required to use this… … Financial and business terms
Securities Investor Protection Corporation — n. An organization established by federal statute to help brokers and dealers in corporate securities who find themselves in financial difficulties. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney… … Law dictionary
Securities and Futures Authority Ltd — SFA The Self Regulating Organization formed from the merger of The Securities Association Ltd (TSA) and the Association of Futures Brokers and Dealers Ltd (AFBD) in April 1991. It was responsible for regulating the conduct of brokers and dealers… … Accounting dictionary
Securities and Futures Authority Ltd — SFA The Self Regulating Organization formed from the merger of The Securities Association Ltd (TSA) and the Association of Futures Brokers and Dealers Ltd (AFBD) in April 1991. It was responsible for regulating the conduct of brokers and dealers… … Big dictionary of business and management
Securities and Futures Authority — Abbr. SFA. Dresdner Kleinwort Wasserstein financial glossary A Self Regulating Organisation ( SRO) that had responsibility for the regulation of firms engaged in the securities and futures sectors of the financial services market. Companies… … Financial and business terms
Securities Investor Protection Act — The Securities Investor Protection Act of 1970 codified at usc|15|78aaa through usc|15|78lll, established the Securities Investor Protection Corporation (SIPC). Most brokers and dealers registered under the Securities and Exchange Act of 1934 are … Wikipedia
Securities Industry Regulatory Authority - SIRA — The former name of a regulatory body consisting of the National Association of Securities Dealers and the New York Stock Exchange Regulation. The Securities Industry Regulatory Authority was formed to govern business practices between securities… … Investment dictionary
Securities Investor Protection Corporation - SIPC — A nonprofit corporation created by an act of Congress to protect the clients of brokerage firms that are forced into bankruptcy. Members to the SIPC include all brokers and dealers registered under the Securities Exchange Act of 1934, all members … Investment dictionary
Securities Investor Protection Act — Federal law which established Securities Investor Protection Corp., which, though not an agency of the U.S. Government, is designed to protect investors and help brokers and dealers in financial trouble. 15 U.S.C.A. No.No. 78aaa et seq … Black's law dictionary
Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US … Law dictionary
